noc19-mg24-Lecture 24: Fundamental Techniques of Experimentation

IIT Kanpur July 201
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Dec 3, 2023
Good afternoon students, welcome to yet another lecture of Advanced Degree in Manufacturing
Systems.
Continuing on to the previous topics that we were discussing on the experimentation
and we have discussed so far up to factorial experiments.
Let us take forward on the another major topic that we want to talk about, the fundamental
techniques of experimentation.
So, what are the some of the major fundamental techniques associated with the experimentation?
Ideally there are three fundamental techniques okay, there are three major fundamental techniques
associated to the experimentation okay.
The first one is called as replication okay, so what is replication?
Replication is the, it is the number of independent measures, number of independent measures taken
during experimentation okay.
So, the number of independent measures, how many independent measures were taken during
the experimentation is what we call as replication.
So let us take an example to explain this concept, assume there are 4 individuals okay,
let us assume that there are 4 individuals okay, they are called as subjects, individuals
each assigned a drug each assigned to a drug okay, drug is a medicine in this case okay.
And a particular measurement a particular measurement is taken on each subject is taken
on each subject okay.
So assume that there are 4 individuals or 4 subjects okay, 4 subjects in this, each
one of them is assigned a medicine or a drug and we are taking a particular measurement
of the each subject.
Let us say this is a blood pressure, then we are taking the blood pressure of each the
drug okay, these 4 subjects together account for replication.
So all of them are given a particular medicine, a specific medicine and we measured their
blood pressure okay.
So then that measurement let us say in this case for example BP, we are considering the
blood pressure.
And for these 4 cases, these 4 subjects put together will result in replication right.
However assume that there is only one subject or one individual okay, individual and is
given one medicine or drug and particular measurement say BP is taken for on the same
person.
First part, these measurements, these BP measurements, they are not independent, they are called
repeated measurements.
So in the first case, we talked about there are 4 individuals, 4 different human beings,
each one of them is assigned a medicine, a drug and then we measure their BP or a particular
measurement is taken on each one of them.
And these 4 subjects, these 4 measurements of the individual people put together gives
you what you call as a replication.
So you replicated it across 4 different individuals.
But if you take there is only one subject, only one individual is present and you give
the same drug, one drug to that individual once and then we take the BP measurement okay
and then you take them 4 times on the same person.
Then the first thing is that these measurements are not independent, they are no longer independent
and they are not replication, they are called as repeated measurements.
So what we are talking interested in the concept or this course is the first fundamental thing
that we talk about is replication not repetition okay.
So the repetition is one individual, the same drug given then take 4 different measurements
on the same individual at 4 different time periods separated by maybe 5 minutes, 10 minutes
or something like that, that is called repeated measurements.
Same thing is you take 4 different individuals, same give the 4, the same medicine to all
the 4 and measure their BP almost at the same time and that 4 accordingly is what we call
as the replicated measurements or replication okay.
Now let us talk about the second fundamental technique of experimentation.
The second one what we call as blocking okay.
So blocking is what is blocking right, to block an experiment is to divide or partition
the observations into groups called blocks, so that observations in each block are collected
under relatively similar experiment conditions okay.
So to block an experiment when we say blocking of an experiment is to divide or partition
the observations into groups called blocks.
So you divide or partition the observations into various groups called blocks and what
is the reason?
The observations in each block are having the similar experiment conditions.
A classic example of this is example consider 4 individuals from India, 4 from USA and 4
from Japan and all these 4 cases we are giving them the BP drug okay that we discussed about.
So then this is the first one, this is block 1, the people who are the 4 individuals from
India they have the similar condition, similarity.
This is the USA is the block 2 okay, they are of the same conditions and from Japan
this is the block 3.
So what we are doing is the results from the US thing is comparable, same way the results
from the Japan is comparable within themselves and the results from India will be comparable
within itself.
So the blocking allows you to do, so that the relatively similar experiment conditions
can be created okay.
So the reason is why the similarity in experiment conditions important, why is this important,
why are we so particular about similarity in experiment conditions, why do we care about
this too much okay.
So that valid conclusions can be drawn, we can draw valid conclusions from the system
okay.
So that we can draw the valid conclusions can be drawn from the data.
So the most important thing is if you do not block it then the people between them, so
what happens is the difference okay and there is another difference, this difference can
be physiological okay, their living conditions, food habits, all of them could have differ
from each other.
So how this difference also impact the drug, so the reason is the regional disparity, disparity
should not impact the conclusion about the drug.
So let us say for example we only take the people from Japan who do not eat that much
of salt and all those kind of things, so their BP would generally be good and then you try
only the drug in Japan and say that oh look their BP has become normal.
So then that is fine and then you take that and put it in India and USA where BP is much
more a complicated problem, then the drug might be effective in Japan purely because
of the fact that the people to begin with did not have that much of BP and in India
and USA it might not have been that effective because the people had a much more serious
case of blood pressure related issues.
So to avoid that kind of regional disparity okay, so preventing that regional disparity
impacting the conclusion that is why we do blocking okay.
So if blocking is done well, if blocking is done well, if you do a good job of blocking,
blocking is done well, then comparison of and comparison of 2 or more treatments okay
treatments are possible more precisely than compared to an unblocked experiment.
When we say the treatment here, the new word that we talk about is a treatment okay, 2
or more treatments.
So this is your treatment okay.
So let us say this is treatment 2, the India is your treatment 1 and Japan is the treatment
3.
So what we are doing is each block, individual block results in the treatment.
So what we are saying is if we do the blocking properly, in this case the blocking is done
on the country as one reason, then we can compare these multiple blocks or these treatments
that we talk about.
The blocks results in treatments okay or what is called as treatments as a technical term
that is used in so that we can draw more precise comparisons compared to an unblocked experiment.
If we did not block this one, then we cannot really say whether the impact of the health
of the general health of the people in that region is also influencing the impact of the
medicine or success of the medicine.
So blocking, this particular thing that we talk about blocking is one of the second most
aspect of the technique of experimentation.
Then we will get into the third aspect of fundamentals of experimentation today.
And the third most important aspect that we are going to talk today is something called
randomization okay.
So what is randomization okay?
So randomization is used to prevent systematic and personal biases from being introduced
into the system or introduced into the experiment by the experimenter.
So what we are talking about it is we use randomization to prevent systematic and personal
biases being introduced into the experiment by the experimenter.
The individual who is doing the experiment, the experimenter, we do not want that individual
preferences to avoid individual preferences from being influencing the experiment or being
introduced into the experiment okay, to avoid individual preferences into experiment.
That is the fundamental reason behind randomization okay.
So what we saw is that a random assignment of subjects to treatments okay, we randomly
assign subjects to treatments before the start of the experiment.
If we randomly assign subjects to treatments before the start of the experiment, so then
prevents systematic selection.
If we randomly choose assign with a random variable if we choose the treatments and the
subjects are assigned to each other before we begin the experiment, then the systematic
selection okay and the so then that means what happens is this hence the only source
of variation okay, this is uncontrollable, you cannot control this, the only source of
variation, the uncontrollable source of variation is due to the luck of the draw, due to the
selection in the luck of the.
So an example let me give an example, consider a machine that takes 5 samples to finish okay.
So the machine is started and you put samples into the system and it takes 5 samples to
finish the warm up.
If not randomized, then the initial 5 belonging to a particular treatment will be adversely
impacted by the warm up.
So if you do not randomize, if you just take one set of sample and you shove it into the
machine and the first one which belonging to the same category will all be adversely
impacted by the warm up and your data you cannot draw valid conclusions out of it right.
So when we say lack of random assignment of subject okay, results in experimenter bias.
So the lack of random assignments of the subjects can result in something called as
an experimental bias, lack of random assignment can also result in systemic bias.
So both these biases are important for us okay.
The experimenter bias is the preferences of the experimenter.
So let us say you are trying in an example of a farming procedure and then the experimenter
is asked without randomization is given to it, then what the experimenter will do is
the experimenter will select the crops that are favorable to the individual.
So let us say you are supposed to do experimentation on carrot, beetroot, let us say rice and wheat.
So let us say the experimenter likes carrot, so then he will start the experimentation with
carrot to begin with.
So you are putting the carrot seeds into a particular farm, then what happens is the
initial crop that is planted will have all the benefits of the fresh nutrients and everything
and so they will say that the carrots will grow better than all other tree crops.
So the entire country should grow carrots that could be a conclusion that can happen
and that bias is introduced because the experimenter was more favorable to a carrot okay.
Whereas the systemic bias what happens is let us say for an example you are going to
paint a room and in the room there are 4 different paints that are available.
So and you are painting one room and then you are trying to find out which paint looks
better.
So if you start painting with the one particular and there are 3 samples of each individual
paint.
So you say okay I will finish with the paint number 1, so you painted 1 then you painted
it again and then painted it again with the same sample and you said this is the one and
then you changed it into another one.
So what happens is that instead of randomly varying those 3 samples of 3 individual paints
by doing it in a systemic fashion you would really not be able to compare the difference
between one paint to another okay.
So that is called as something called as a systemic bias okay.
So by doing randomization as I said earlier this third thing called randomization will
help you to avoid both experimental bias and systemic bias.
So that you can actually do valid conclusions.
So the selection is the luck of the draw only the luck of the draw is the one that is influencing
the uncontrollable sources of variation right.
So as I also give an example of a machine that is being warming up in this regard okay.
So that the third one the randomization is also an important aspects of the experiment.
So we come towards the conclusion of today's presentation and what we are talking going
to talk today is about the basic steps of experimentation.
So majority of experiments may have all or some of these steps.
So we may have all or some of these steps number 1 first step find the most influential
controllable factors told you what are the controllable factors these are xi's okay.
You can think about optimization is an example to do this find out which are the most influential
controllable factors in this regard okay.
That is the first part of it second thing that you can think about it is what values
of the influential and controllable factors result in system producing the desired output
desired response or output.
So there are many values of this influential controllable factors you are more interested
in what values which are those values that will give the result in the system producing
the desired output that is the second most important step.
Third one is identify values of the controllable factors for which the
effect of non-controllable factors are the least in the system response.
So what we are saying here is that identify those values that particular values of controllable
factors identify the specific settings of the controllable factors for which the effect
of non-controllable factors.
The non-controllable factors in our case are the cj's okay remember they in the diagram
they were the bottom ones this means you cannot control them and they are non-controllable
and their effect should be the least.
So it is the minimal in the system response or you are trying to find out what are the
values of the controllable factors for which the non-controllable factors exert the least
influence in the system response.
Because you do not want this why because you do not want large influence of cj's in
y.
If you have large influence of cj's in y then you cannot predict.
So that is the reason why you do not want large influence of cj's in y because you
are interested in building the empirical model that can predict the behaviour of the
system okay.
The fourth one determine specific levels of controllable factors for which the change
in response variable y of the system is least.
So what we are saying is identify the specific levels of controllable factors determine which
are the levels of the controllable factors where the change in response variable of y
is the least.
This is what you are saying is minimal impact of input okay this gives you something called
as robust design.
So we are interested in doing something called as a robust design.
So for that what we are trying to do is we are trying to find out the controllable factors
which are the specific levels of controllable factors that can result in the minimum the
change in the system is the least the response variable the change in y is the least for
that particular set or particular specific level of controllable factors which gives
you what you call as the minimal impact on the input which will result in a robust design
of the system or the process.
Then the last the fifth one okay which is important for us I mean I can tell you that
all these 5 are important for us there are so many other reasons or steps in experimentation
but these 5 steps are of more important to us.
Define a mathematical model which we say it as empirical mathematical model that can model
the system behaviour so that future predictions about the system under similar conditions
is possible.
So what we are saying here is let us define a mathematical or an empirical model an empirical
model is a in this case it is a y equal to some combination combo of xi's okay we are
combining the variables y the xi's the controllable variables to give a result to y so that what
we can do is using this empirical mathematical model the system behaviour in the future can
also be predicted okay if the similar conditions occur in the future.
So when we say the similar conditions if they occur in future then using this y this particular
y that we created we can use this y which is a some linear combinations of x's can
be used to predict the future behaviour of the system provided that the conditions are
similar.
As long as the system is under the similar conditions then this model can be used for
predicting this is where forecasting can be used forecast the behaviour of the system
using this.
So as I said earlier just reviewing this the most influential factors of xi's we are trying
to find out that is the first thing that we need to do to a large extent we told it as
optimisation also is there.
Then we also figured out what values of the influential factors result in the system producing
the desired response okay which are those so this is the best settings which are the
best settings that we are interested in right.
Then the third one we said is we also want to find out those values where the effect
of zj's the non-controllable factors are least in the system response okay and we would
like to have that settings where the zj's are of minimum impact.
And then we also would like to find out this factors for which the changes in y is the
least or we want to do what we call as a robust design using all these things we would like
to create a mathematical or an empirical model that models the behaviour of the system.
So that if the same conditions happen in future then we can predict the system.
So with this we come to the conclusion of what we call as our basics of the design of
experiments for green manufacturing or the optimisation of the green manufacturing process.
So we just touched up upon the basics and the fundamentals of it.
Now we will start working on simple examples of each one of this case how do we do different
treatment levels, how do we do randomisation, how do we do blocking and how do we run factorial
experiments.
We work simple problems in the class and we these problems will be solved in the class
using excel mostly but you can use any other software like R or something to do the same.
But the idea is that this is a very important thing for us the important skill for us to
ensure that if you want to do some optimisation on green manufacturing and this is what we
need to do.
Thank you very much for your patient listening and hope that this course will help you in
becoming better understand a master in the green manufacturing and please continue to
read the assigned readings to the assignments and keep working on bettering your skills
in this regard.
I know these courses are slightly math oriented but I will try to simplify it as best as you
can.
I will see you soon with more examples on experimental design.
Thank you very much.
